Julie Cooper – 2016 Parliamentary Question to the HM Treasury

The below Parliamentary question was asked by Julie Cooper on 2016-04-25.

To ask Mr Chancellor of the Exchequer, how many brokers and traders who work in finance have lost their Financial Industry Regulatory Authority licence as a result of financial misconduct since 2008.

Harriett Baldwin

This is an operational matter for the FCA which is an independent regulator. I have transferred this question across to them and they will respond fully in due course.