Julie Cooper – 2016 Parliamentary Question to the HM Treasury

The below Parliamentary question was asked by Julie Cooper on 2016-04-25.

To ask Mr Chancellor of the Exchequer, how many financial firms were fined for financial misconduct in (a) 2010, (b) 2011, (c) 2012, (d) 2013, (e) 2014 and (f) 2015; and what the amount of the fine was in each such case.

Harriett Baldwin

This is an operational matter for the FCA which is an independent regulator. I have transferred this question across to them and they will respond fully in due course.